Follow-Up Reviews

Examiners should follow the procedures outlined for a stand-alone CUSO review when preparing for and conducting a follow-up CUSO review. The follow-up review should focus on the issues identified at the preceding stand-alone review and, as with risk-focused examinations, should be tailored to the overall risk profile, size, and complexity of the CUSO, as well as the services offered.

The EIC conducting a follow-up review may use discretion to develop the content and format of a follow-up review report.

Last updated August 9, 2018