Workpapers & Resources

Federal laws and Regulations

• Dodd-Frank Wall Street Reform and Consumer Protection Act

• Children’s Online Privacy Protection Act (Children’s Online Privacy Protection Rule)

• Consumer Leasing Act (Regulation M)

• Electronic Fund Transfers (Regulation E)

• Electronic Signatures in Global and National Commerce Act

• Equal Credit Opportunity Act (Regulation B)

• Availability of Funds and Collection of Checks (Regulation CC)

• Fair Credit Reporting Act (Regulation V)

• Fair Debt Collection Practices Act

• Fair Housing Act

• Home Mortgage Disclosure Act (Regulation C)

• Homeowners Protection Act

• Military Lending Act

• Real Estate Settlement Procedures Act (Regulation X)

• Secure and Fair Enforcement for Mortgage Licensing Act (Regulation G)

• Servicemembers Civil Relief Act

• Truth-in-Lending Act (Regulation Z)

• Truth-in-Savings Act (NCUA regulation part 707, Truth in Savings)

• Payday Alternative Loans (NCUA regulation § 701.21, Loans to members and lines of credit to members)

• Privacy of Consumer Financial Information (Regulation P)

• Unfair, Deceptive, or Abusive Acts or Practices

NCUA Instruction

• Instruction 5000.20, Examination Scope

NCUA Guidance

• Federal Consumer Financial Protection Guide

NCUA Letter to Credit Unions

• 02-FCU-09, Risk-Focused Examination Program

• 17-CU-02, Risk-Focused Examinations and Compliance Risk

• Supervisory Letter 17-01, Evaluating Compliance Risk-Updated Compliance Risk Indicators

NCUA Examiner's Guide

• Risk-Focused Examinations

NCUA National Supervision Policy Manual

Enforcement Authorities for Credit Unions

See Also

Consumer Compliance Regulatory Resources

Last updated on June 05, 2023