Exam Procedures

This topic of the BSA section of the Regulatory Compliance chapter addresses:

• Preparing for a BSA Review

• BSA/AML Risk Assessment

• BSA Policies and Procedures

• Internal Controls

• Independent Testing

• Responsible Individual (AML/CFT Officer)

• Training

• Customer or Member Identification Program

• Customer Due Diligence

• Beneficial Ownership Requirements

• Reporting and Recordkeeping

Last updated on August 19, 2024