The Plans and Budget section of the Scope Module documents resource needs for the next examination and interim supervision. Examiners should consider the following items when completing this section:
- Level of complexity in any given area
- Need for subject matter examiners or regional specialists
- Recommendations for transactional reviews
- Anticipated changes in field of membership, charter, services, management, etc.
- Known or expected changes in senior management, board of directors, official committees, or key operating staff
- Known or expected regulatory changes affecting the credit union
- Known or expected events affecting budgeted hours (for example, merger, conversion, voluntary liquidation, involuntary liquidation, etc.)
- Known or expected trends in local and national economy
- New business strategies and products/services
The Plans and Budget section of the Scope Module records the hours anticipated for the next examination and interim supervision. The supervisory examiner will have the opportunity to review this document as part of the completed exam file.
Last updated October 11, 2016
